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ALTY

Nasdaq ETF / ETP
Global X Alternative Income ETF
SEC Ticker Form: ALTY

Listing (Nasdaq Trader)

Symbol Directory: ALTY →
Listing ExchangeNasdaq (Q)
Market CategoryGlobal Market (G)
ETFYes
Round Lot Size100 shares
Financial StatusNormal (N)
Test IssueNo
Listing Since2026-09-20 05:30:00 UTC
SEC Ticker EquivalentALTY

Regulatory Flags (Nasdaq Trader)

Symbol: ALTY

SEC Regulation SHO Threshold Security Days

Securities with persistent aggregate fail-to-deliver positions exceeding SEC Rule 203(c)(6) thresholds.

Days on List (Last 90 Trading Days)0 days
Total Historical Threshold Days49 days
First Seen on Threshold List2016-05-03
Most Recent Threshold Date2021-11-12

Rule 201 Short Sale Circuit Breakers Triggered

Alternative uptick rule (Rule 201) triggered by a ≥10% price decline from previous day's close (most recent first, up to 50 triggers).

Trade DateTrigger Time (ET)
2020-03-242020-03-23T09:40:18
2020-03-232020-03-23T09:40:18
2020-03-192020-03-18T10:42:33
2020-03-182020-03-18T10:42:33
2020-03-172020-03-16T10:24:13
2020-03-162020-03-16T10:24:13
2020-03-132020-03-12T09:32:21
2020-03-122020-03-12T09:32:21
2020-03-102020-03-09T14:46:55
2020-03-092020-03-09T14:46:55

Nasdaq Trader Listing Event History

1 event recorded
DateSourceEvent KindDescription
2026-09-20nasdaqtraded.txtFIRST_SEENInitial listing on Nasdaq (Global Market)

Nasdaq Trader daily captures since 2026-09-20