DWAW
Nasdaq ETF / ETPAdvisorShares Dorsey Wright FSM All Cap World ETF
SEC Ticker Form: DWAW
Listing (Nasdaq Trader)
Symbol Directory: DWAW →Listing ExchangeNasdaq (Q)
Market CategoryGlobal Market (G)
ETFYes
Round Lot Size100 shares
Financial StatusNormal (N)
Test IssueNo
Listing Since2026-09-20 05:30:00 UTC
SEC Ticker EquivalentDWAW
Regulatory Flags (Nasdaq Trader)
Symbol: DWAWSEC Regulation SHO Threshold Security Days
Securities with persistent aggregate fail-to-deliver positions exceeding SEC Rule 203(c)(6) thresholds.
Days on List (Last 90 Trading Days)0 days
Total Historical Threshold Days25 days
First Seen on Threshold List2020-02-14
Most Recent Threshold Date2023-02-10
Rule 201 Short Sale Circuit Breakers Triggered
Alternative uptick rule (Rule 201) triggered by a ≥10% price decline from previous day's close (most recent first, up to 50 triggers).
| Trade Date | Trigger Time (ET) |
|---|---|
| 2020-03-17 | 2020-03-16T15:54:05 |
| 2020-03-16 | 2020-03-16T15:54:05 |
Nasdaq Trader Listing Event History
1 event recorded| Date | Source | Event Kind | Description |
|---|---|---|---|
| 2026-09-20 | nasdaqtraded.txt | FIRST_SEEN | Initial listing on Nasdaq (Global Market) |
Nasdaq Trader daily captures since 2026-09-20