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FCA

Nasdaq ETF / ETP
First Trust China AlphaDEX Fund
SEC Ticker Form: FCA

Listing (Nasdaq Trader)

Symbol Directory: FCA →
Listing ExchangeNasdaq (Q)
Market CategoryGlobal Market (G)
ETFYes
Round Lot Size100 shares
Financial StatusNormal (N)
Test IssueNo
Listing Since2026-09-20 05:30:00 UTC
SEC Ticker EquivalentFCA

Regulatory Flags (Nasdaq Trader)

Symbol: FCA

SEC Regulation SHO Threshold Security Days

Securities with persistent aggregate fail-to-deliver positions exceeding SEC Rule 203(c)(6) thresholds.

Days on List (Last 90 Trading Days)0 days
Total Historical Threshold Days32 days
First Seen on Threshold List2015-09-15
Most Recent Threshold Date2026-01-23

Rule 201 Short Sale Circuit Breakers Triggered

Alternative uptick rule (Rule 201) triggered by a ≥10% price decline from previous day's close (most recent first, up to 50 triggers).

Trade DateTrigger Time (ET)
2025-04-082025-04-07T13:00:21
2025-04-072025-04-07T13:00:21
2024-10-092024-10-08T09:30:00
2024-10-082024-10-08T09:30:00
2020-03-172020-03-16T12:32:57
2020-03-162020-03-16T12:32:57
2020-03-132020-03-12T09:50:44
2020-03-122020-03-12T09:50:44
2015-08-252015-08-24T09:30:00
2015-08-242015-08-21T09:48:10
2015-08-212015-08-21T09:48:10

Nasdaq Trader Listing Event History

1 event recorded
DateSourceEvent KindDescription
2026-09-20nasdaqtraded.txtFIRST_SEENInitial listing on Nasdaq (Global Market)

Nasdaq Trader daily captures since 2026-09-20