Listing (Nasdaq Trader)
Symbol Directory: HERD →Listing ExchangeNasdaq (Q)
Market CategoryGlobal Market (G)
ETFYes
Round Lot Size100 shares
Financial StatusNormal (N)
Test IssueNo
Listing Since2026-09-20 05:30:00 UTC
SEC Ticker EquivalentHERD
Regulatory Flags (Nasdaq Trader)
Symbol: HERDSEC Regulation SHO Threshold Security Days
Securities with persistent aggregate fail-to-deliver positions exceeding SEC Rule 203(c)(6) thresholds.
Days on List (Last 90 Trading Days)0 days
Total Historical Threshold Days34 days
First Seen on Threshold List2022-12-07
Most Recent Threshold Date2024-11-14
Rule 201 Short Sale Circuit Breakers Triggered
Alternative uptick rule (Rule 201) triggered by a ≥10% price decline from previous day's close (most recent first, up to 50 triggers).
| Trade Date | Trigger Time (ET) |
|---|---|
| 2020-03-13 | 2020-03-12T16:15:00 |
| 2020-03-12 | 2020-03-12T16:15:00 |
| 2019-09-20 | 2019-09-19T14:46:52 |
| 2019-09-19 | 2019-09-18T14:14:43 |
| 2019-09-18 | 2019-09-18T14:14:43 |
| 2019-08-13 | 2019-08-12T09:30:00 |
| 2019-08-12 | 2019-08-12T09:30:00 |
Nasdaq Trader Listing Event History
1 event recorded| Date | Source | Event Kind | Description |
|---|---|---|---|
| 2026-09-20 | nasdaqtraded.txt | FIRST_SEEN | Initial listing on Nasdaq (Global Market) |
Nasdaq Trader daily captures since 2026-09-20