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RAA

Nasdaq ETF / ETP
SMI 3Fourteen REAL Asset Allocation ETF
SEC Ticker Form: RAA

Listing (Nasdaq Trader)

Symbol Directory: RAA →
Listing ExchangeNasdaq (Q)
Market CategoryGlobal Market (G)
ETFYes
Round Lot Size100 shares
Financial StatusNormal (N)
Test IssueNo
Listing Since2026-09-20 05:30:00 UTC
SEC Ticker EquivalentRAA

Regulatory Flags (Nasdaq Trader)

Symbol: RAA

SEC Regulation SHO Threshold Security Days

Securities with persistent aggregate fail-to-deliver positions exceeding SEC Rule 203(c)(6) thresholds.

Days on List (Last 90 Trading Days)0 days
Total Historical Threshold Days8 days
First Seen on Threshold List2025-03-05
Most Recent Threshold Date2025-03-14

Nasdaq Trader Listing Event History

1 event recorded
DateSourceEvent KindDescription
2026-09-20nasdaqtraded.txtFIRST_SEENInitial listing on Nasdaq (Global Market)

Nasdaq Trader daily captures since 2026-09-20