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SHLD

NYSE Arca ETF / ETP
Global X Defense Tech ETF
SEC Ticker Form: SHLD

Listing (Nasdaq Trader)

Symbol Directory: SHLD →
Listing ExchangeNYSE Arca (P)
Market Category—
ETFYes
Round Lot Size100 shares
Financial StatusNormal (N)
Test IssueNo
Listing Since2026-09-20 05:30:00 UTC
SEC Ticker EquivalentSHLD

Regulatory Flags (Nasdaq Trader)

Symbol: SHLD

SEC Regulation SHO Threshold Security Days

Securities with persistent aggregate fail-to-deliver positions exceeding SEC Rule 203(c)(6) thresholds.

Days on List (Last 90 Trading Days)0 days
Total Historical Threshold Days276 days
First Seen on Threshold List2008-01-02
Most Recent Threshold Date2018-10-22

Rule 201 Short Sale Circuit Breakers Triggered

Alternative uptick rule (Rule 201) triggered by a ≥10% price decline from previous day's close (most recent first, up to 50 triggers).

Trade DateTrigger Time (ET)
2018-10-232018-10-22T11:48:31
2018-10-222018-10-19T09:51:52
2018-10-192018-10-18T09:30:16
2018-10-182018-10-18T09:30:16
2018-10-162018-10-15T09:30:00
2018-10-152018-10-15T09:30:00
2018-10-122018-10-11T09:30:00
2018-10-112018-10-10T09:30:00
2018-10-102018-10-09T13:29:50
2018-10-092018-10-09T13:29:50
2018-10-082018-10-05T11:16:04
2018-10-052018-10-05T11:16:04
2018-10-022018-10-01T12:11:40
2018-10-012018-09-28T11:21:28
2018-09-282018-09-27T15:16:58
2018-09-272018-09-27T15:16:58
2018-09-252018-09-24T11:01:22
2018-09-242018-09-24T11:01:22
2018-09-112018-09-10T09:54:54
2018-09-102018-09-10T09:54:54
2018-08-302018-08-29T10:58:13
2018-08-292018-08-29T10:58:13
2018-08-202018-08-17T10:54:41
2018-08-172018-08-16T10:28:44
2018-08-162018-08-15T11:28:27
2018-08-152018-08-15T11:28:27
2018-06-042018-06-01T10:32:42
2018-06-012018-05-31T09:31:41
2018-05-312018-05-31T09:31:41
2018-04-182018-04-17T15:39:15
2018-04-172018-04-17T15:39:15
2018-02-212018-02-20T13:25:55
2018-02-202018-02-20T13:25:55
2018-01-292018-01-26T12:09:00
2018-01-262018-01-25T09:59:27
2018-01-252018-01-25T09:59:27
2017-11-142017-11-13T12:42:04
2017-11-132017-11-13T12:42:04
2017-10-172017-10-16T09:31:53
2017-10-162017-10-16T09:31:53
2017-10-132017-10-12T09:49:53
2017-10-122017-10-12T09:49:53
2017-08-112017-08-10T13:39:16
2017-08-102017-08-10T13:39:16
2017-05-302017-05-26T11:58:26
2017-05-262017-05-26T11:58:26
2017-05-162017-05-15T10:51:27
2017-05-152017-05-15T10:51:27
2017-05-122017-05-11T10:40:03
2017-05-112017-05-11T10:40:03

Nasdaq Trader Listing Event History

1 event recorded
DateSourceEvent KindDescription
2026-09-20nasdaqtraded.txtFIRST_SEENInitial listing on NYSE Arca

Nasdaq Trader daily captures since 2026-09-20