Listing (Nasdaq Trader)
Symbol Directory: SMCP →Listing ExchangeNYSE Arca (P)
Market Category—
ETFYes
Round Lot Size100 shares
Financial StatusNormal (N)
Test IssueNo
Listing Since2026-09-20 05:30:00 UTC
SEC Ticker EquivalentSMCP
Regulatory Flags (Nasdaq Trader)
Symbol: SMCPSEC Regulation SHO Threshold Security Days
Securities with persistent aggregate fail-to-deliver positions exceeding SEC Rule 203(c)(6) thresholds.
Days on List (Last 90 Trading Days)0 days
Total Historical Threshold Days6 days
First Seen on Threshold List2015-12-22
Most Recent Threshold Date2015-12-30
Rule 201 Short Sale Circuit Breakers Triggered
Alternative uptick rule (Rule 201) triggered by a ≥10% price decline from previous day's close (most recent first, up to 50 triggers).
| Trade Date | Trigger Time (ET) |
|---|---|
| 2020-03-17 | 2020-03-16T16:15:00 |
| 2020-03-16 | 2020-03-16T16:15:00 |
| 2020-03-13 | 2020-03-12T09:50:44 |
| 2020-03-12 | 2020-03-12T09:50:44 |
| 2016-01-12 | 2016-01-11T10:41:46 |
| 2016-01-11 | 2016-01-11T10:41:46 |
Nasdaq Trader Listing Event History
1 event recorded| Date | Source | Event Kind | Description |
|---|---|---|---|
| 2026-09-20 | nasdaqtraded.txt | FIRST_SEEN | Initial listing on NYSE Arca |
Nasdaq Trader daily captures since 2026-09-20