Listing (Nasdaq Trader)
Symbol Directory: SMH →Listing ExchangeNasdaq (Q)
Market CategoryGlobal Market (G)
ETFYes
Round Lot Size40 shares
Financial StatusNormal (N)
Test IssueNo
Listing Since2026-09-20 05:30:00 UTC
SEC Ticker EquivalentSMH
Regulatory Flags (Nasdaq Trader)
Symbol: SMHSEC Regulation SHO Threshold Security Days
Securities with persistent aggregate fail-to-deliver positions exceeding SEC Rule 203(c)(6) thresholds.
Days on List (Last 90 Trading Days)0 days
Total Historical Threshold Days17 days
First Seen on Threshold List2019-12-30
Most Recent Threshold Date2020-06-18
Rule 201 Short Sale Circuit Breakers Triggered
Alternative uptick rule (Rule 201) triggered by a ≥10% price decline from previous day's close (most recent first, up to 50 triggers).
| Trade Date | Trigger Time (ET) |
|---|---|
| 2025-04-11 | 2025-04-10T12:22:33 |
| 2025-04-10 | 2025-04-10T12:22:33 |
| 2025-01-28 | 2025-01-27T11:41:53 |
| 2025-01-27 | 2025-01-27T11:41:53 |
| 2020-03-19 | 2020-03-18T13:17:56 |
| 2020-03-18 | 2020-03-18T13:17:56 |
| 2020-03-17 | 2020-03-16T09:30:00 |
| 2020-03-16 | 2020-03-16T09:30:00 |
| 2020-03-13 | 2020-03-12T15:58:53 |
| 2020-03-12 | 2020-03-12T15:58:53 |
Nasdaq Trader Listing Event History
1 event recorded| Date | Source | Event Kind | Description |
|---|---|---|---|
| 2026-09-20 | nasdaqtraded.txt | FIRST_SEEN | Initial listing on Nasdaq (Global Market) |
Nasdaq Trader daily captures since 2026-09-20