Listing (Nasdaq Trader)
Symbol Directory: SMHX →Listing ExchangeNasdaq (Q)
Market CategoryGlobal Market (G)
ETFYes
Round Lot Size100 shares
Financial StatusNormal (N)
Test IssueNo
Listing Since2026-09-20 05:30:00 UTC
SEC Ticker EquivalentSMHX
Regulatory Flags (Nasdaq Trader)
Symbol: SMHXSEC Regulation SHO Threshold Security Days
Securities with persistent aggregate fail-to-deliver positions exceeding SEC Rule 203(c)(6) thresholds.
Days on List (Last 90 Trading Days)0 days
Total Historical Threshold Days5 days
First Seen on Threshold List2025-08-27
Most Recent Threshold Date2025-09-03
Rule 201 Short Sale Circuit Breakers Triggered
Alternative uptick rule (Rule 201) triggered by a ≥10% price decline from previous day's close (most recent first, up to 50 triggers).
| Trade Date | Trigger Time (ET) |
|---|---|
| 2026-06-08 | 2026-06-05T14:38:59 |
| 2026-06-05 | 2026-06-05T14:38:59 |
| 2025-04-11 | 2025-04-10T12:26:39 |
| 2025-04-10 | 2025-04-10T12:26:39 |
| 2025-04-04 | 2025-04-03T14:12:02 |
| 2025-04-03 | 2025-04-03T14:12:02 |
| 2025-01-28 | 2025-01-27T11:05:45 |
| 2025-01-27 | 2025-01-27T11:05:45 |
Nasdaq Trader Listing Event History
1 event recorded| Date | Source | Event Kind | Description |
|---|---|---|---|
| 2026-09-20 | nasdaqtraded.txt | FIRST_SEEN | Initial listing on Nasdaq (Global Market) |
Nasdaq Trader daily captures since 2026-09-20