Listing (Nasdaq Trader)
Symbol Directory: SMST →Listing ExchangeNasdaq (Q)
Market CategoryGlobal Market (G)
ETFYes
Round Lot Size100 shares
Financial StatusNormal (N)
Test IssueNo
Listing Since2026-09-20 05:30:00 UTC
SEC Ticker EquivalentSMST
Regulatory Flags (Nasdaq Trader)
Symbol: SMSTSEC Regulation SHO Threshold Security Days
Securities with persistent aggregate fail-to-deliver positions exceeding SEC Rule 203(c)(6) thresholds.
Days on List (Last 90 Trading Days)87 days
Total Historical Threshold Days359 days
First Seen on Threshold List2024-12-10
Most Recent Threshold Date2026-10-01
Rule 201 Short Sale Circuit Breakers Triggered
Alternative uptick rule (Rule 201) triggered by a ≥10% price decline from previous day's close (most recent first, up to 50 triggers).
| Trade Date | Trigger Time (ET) |
|---|---|
| 2026-10-01 | 2026-09-30T09:31:03 |
| 2026-09-30 | 2026-09-30T09:31:03 |
| 2026-09-22 | 2026-09-21T09:30:00 |
| 2026-09-21 | 2026-09-18T09:32:53 |
| 2026-09-18 | 2026-09-17T10:25:22 |
| 2026-09-17 | 2026-09-17T10:25:22 |
| 2026-09-14 | 2026-09-11T09:57:32 |
| 2026-09-11 | 2026-09-11T09:57:32 |
| 2026-09-04 | 2026-09-03T09:31:48 |
| 2026-09-03 | 2026-09-03T09:31:48 |
| 2026-08-28 | 2026-08-27T09:55:00 |
| 2026-08-27 | 2026-08-27T09:55:00 |
| 2026-08-25 | 2026-08-24T10:22:06 |
| 2026-08-24 | 2026-08-21T09:30:00 |
| 2026-08-21 | 2026-08-20T09:30:00 |
| 2026-08-20 | 2026-08-19T09:46:30 |
| 2026-08-19 | 2026-08-19T09:46:30 |
| 2026-08-18 | 2026-08-17T11:41:59 |
| 2026-08-17 | 2026-08-17T11:41:59 |
| 2026-08-10 | 2026-08-07T09:32:57 |
| 2026-08-07 | 2026-08-07T09:32:57 |
| 2026-07-28 | 2026-07-27T09:35:36 |
| 2026-07-27 | 2026-07-27T09:35:36 |
| 2026-07-22 | 2026-07-21T09:48:49 |
| 2026-07-21 | 2026-07-20T12:11:57 |
| 2026-07-20 | 2026-07-20T12:11:57 |
| 2026-07-15 | 2026-07-14T10:22:46 |
| 2026-07-14 | 2026-07-14T10:22:46 |
| 2026-07-13 | 2026-07-10T09:30:01 |
| 2026-07-10 | 2026-07-10T09:30:01 |
| 2026-07-06 | 2026-07-02T09:30:00 |
| 2026-07-02 | 2026-07-01T09:37:47 |
| 2026-07-01 | 2026-07-01T09:37:47 |
| 2026-06-30 | 2026-06-29T09:31:07 |
| 2026-06-29 | 2026-06-29T09:31:07 |
| 2026-06-23 | 2026-06-22T09:35:13 |
| 2026-06-22 | 2026-06-22T09:35:13 |
| 2026-06-16 | 2026-06-15T09:30:00 |
| 2026-06-15 | 2026-06-12T10:55:14 |
| 2026-06-12 | 2026-06-11T15:52:10 |
| 2026-06-09 | 2026-06-08T09:30:02 |
| 2026-06-08 | 2026-06-08T09:30:02 |
| 2026-06-01 | 2026-05-29T11:31:32 |
| 2026-05-29 | 2026-05-29T11:31:32 |
| 2026-05-15 | 2026-05-14T11:53:50 |
| 2026-05-14 | 2026-05-14T11:53:50 |
| 2026-05-04 | 2026-05-01T09:52:57 |
| 2026-05-01 | 2026-04-30T11:30:36 |
| 2026-04-30 | 2026-04-30T11:30:36 |
| 2026-04-23 | 2026-04-22T09:30:00 |
Nasdaq Trader Listing Event History
1 event recorded| Date | Source | Event Kind | Description |
|---|---|---|---|
| 2026-09-20 | nasdaqtraded.txt | FIRST_SEEN | Initial listing on Nasdaq (Global Market) |
Nasdaq Trader daily captures since 2026-09-20