Listing (Nasdaq Trader)
Symbol Directory: SOFX →Listing ExchangeNasdaq (Q)
Market CategoryGlobal Market (G)
ETFYes
Round Lot Size100 shares
Financial StatusNormal (N)
Test IssueNo
Listing Since2026-09-20 05:30:00 UTC
SEC Ticker EquivalentSOFX
Regulatory Flags (Nasdaq Trader)
Symbol: SOFXSEC Regulation SHO Threshold Security Days
Securities with persistent aggregate fail-to-deliver positions exceeding SEC Rule 203(c)(6) thresholds.
Days on List (Last 90 Trading Days)32 days
Total Historical Threshold Days72 days
First Seen on Threshold List2025-10-29
Most Recent Threshold Date2026-10-01
Rule 201 Short Sale Circuit Breakers Triggered
Alternative uptick rule (Rule 201) triggered by a ≥10% price decline from previous day's close (most recent first, up to 50 triggers).
| Trade Date | Trigger Time (ET) |
|---|---|
| 2026-09-02 | 2026-09-01T14:44:56 |
| 2026-09-01 | 2026-09-01T14:44:56 |
| 2026-08-31 | 2026-08-28T13:10:11 |
| 2026-08-28 | 2026-08-28T13:10:11 |
| 2026-07-30 | 2026-07-29T09:30:00 |
| 2026-07-29 | 2026-07-29T09:30:00 |
| 2026-07-20 | 2026-07-17T09:39:40 |
| 2026-07-17 | 2026-07-17T09:39:40 |
| 2026-06-10 | 2026-06-09T12:54:48 |
| 2026-06-09 | 2026-06-09T12:54:48 |
| 2026-06-08 | 2026-06-05T10:26:43 |
| 2026-06-05 | 2026-06-05T10:26:43 |
| 2026-06-04 | 2026-06-03T09:42:13 |
| 2026-06-03 | 2026-06-02T14:21:26 |
| 2026-06-02 | 2026-06-02T14:21:26 |
| 2026-04-30 | 2026-04-29T09:30:00 |
| 2026-04-29 | 2026-04-29T09:30:00 |
| 2026-04-24 | 2026-04-23T13:41:52 |
| 2026-04-23 | 2026-04-23T13:41:52 |
| 2026-03-18 | 2026-03-17T14:02:01 |
| 2026-03-17 | 2026-03-17T14:02:01 |
| 2026-03-10 | 2026-03-09T09:34:33 |
| 2026-03-09 | 2026-03-06T09:30:07 |
| 2026-03-06 | 2026-03-06T09:30:07 |
| 2026-03-02 | 2026-02-27T09:30:00 |
| 2026-02-27 | 2026-02-27T09:30:00 |
| 2026-02-24 | 2026-02-23T10:17:03 |
| 2026-02-23 | 2026-02-23T10:17:03 |
| 2026-02-13 | 2026-02-12T11:04:31 |
| 2026-02-12 | 2026-02-12T11:04:31 |
| 2026-02-06 | 2026-02-05T10:02:14 |
| 2026-02-05 | 2026-02-04T11:20:18 |
| 2026-02-04 | 2026-02-04T11:20:18 |
| 2026-02-02 | 2026-01-30T10:49:33 |
| 2026-01-30 | 2026-01-30T10:49:33 |
| 2026-01-07 | 2026-01-06T09:51:21 |
| 2026-01-06 | 2026-01-06T09:51:21 |
| 2025-12-31 | 2025-12-30T09:31:27 |
| 2025-12-30 | 2025-12-30T09:31:27 |
| 2025-12-18 | 2025-12-17T15:53:53 |
| 2025-12-17 | 2025-12-17T15:53:53 |
| 2025-12-16 | 2025-12-15T15:32:05 |
| 2025-12-15 | 2025-12-15T15:32:05 |
| 2025-12-08 | 2025-12-05T09:30:00 |
| 2025-12-05 | 2025-12-05T09:30:00 |
| 2025-11-24 | 2025-11-21T10:37:02 |
| 2025-11-21 | 2025-11-20T12:35:26 |
| 2025-11-20 | 2025-11-20T12:35:26 |
| 2025-11-17 | 2025-11-14T09:30:00 |
| 2025-11-14 | 2025-11-13T09:38:23 |
Nasdaq Trader Listing Event History
1 event recorded| Date | Source | Event Kind | Description |
|---|---|---|---|
| 2026-09-20 | nasdaqtraded.txt | FIRST_SEEN | Initial listing on Nasdaq (Global Market) |
Nasdaq Trader daily captures since 2026-09-20