SymbologyData
Regulatory & Financial Data Platform
← Back to Search

SQLV

Nasdaq ETF / ETP
Royce Quant Small-Cap Quality Value ETF
SEC Ticker Form: SQLV

Listing (Nasdaq Trader)

Symbol Directory: SQLV →
Listing ExchangeNasdaq (Q)
Market CategoryGlobal Market (G)
ETFYes
Round Lot Size100 shares
Financial StatusNormal (N)
Test IssueNo
Listing Since2026-09-20 05:30:00 UTC
SEC Ticker EquivalentSQLV

Regulatory Flags (Nasdaq Trader)

Symbol: SQLV

SEC Regulation SHO Threshold Security Days

Securities with persistent aggregate fail-to-deliver positions exceeding SEC Rule 203(c)(6) thresholds.

Days on List (Last 90 Trading Days)5 days
Total Historical Threshold Days15 days
First Seen on Threshold List2018-09-27
Most Recent Threshold Date2026-08-11

Rule 201 Short Sale Circuit Breakers Triggered

Alternative uptick rule (Rule 201) triggered by a ≥10% price decline from previous day's close (most recent first, up to 50 triggers).

Trade DateTrigger Time (ET)
2020-03-192020-03-18T13:47:05
2020-03-182020-03-18T13:47:05
2020-03-172020-03-16T16:15:00
2020-03-162020-03-16T16:15:00
2020-03-132020-03-12T16:15:00
2020-03-122020-03-12T16:15:00

Nasdaq Trader Listing Event History

1 event recorded
DateSourceEvent KindDescription
2026-09-20nasdaqtraded.txtFIRST_SEENInitial listing on Nasdaq (Global Market)

Nasdaq Trader daily captures since 2026-09-20