Listing (Nasdaq Trader)
Symbol Directory: WINN →Listing ExchangeNYSE (N)
Market Category—
ETFYes
Round Lot Size100 shares
Financial StatusNormal (N)
Test IssueNo
Listing Since2026-09-20 05:30:00 UTC
SEC Ticker EquivalentWINN
Regulatory Flags (Nasdaq Trader)
Symbol: WINNSEC Regulation SHO Threshold Security Days
Securities with persistent aggregate fail-to-deliver positions exceeding SEC Rule 203(c)(6) thresholds.
Days on List (Last 90 Trading Days)0 days
Total Historical Threshold Days10 days
First Seen on Threshold List2007-01-04
Most Recent Threshold Date2007-01-18
Rule 201 Short Sale Circuit Breakers Triggered
Alternative uptick rule (Rule 201) triggered by a ≥10% price decline from previous day's close (most recent first, up to 50 triggers).
| Trade Date | Trigger Time (ET) |
|---|---|
| 2011-10-04 | 2011-10-03T14:53:36 |
| 2011-10-03 | 2011-10-03T14:53:36 |
| 2011-08-19 | 2011-08-18T13:32:11 |
| 2011-08-18 | 2011-08-18T13:32:11 |
| 2011-08-11 | 2011-08-11T06:27:20 |
| 2011-08-10 | 2011-08-10T10:19:15 |
| 2011-08-03 | 2011-08-03T06:16:48 |
| 2011-08-02 | 2011-08-02T12:45:31 |
Nasdaq Trader Listing Event History
1 event recorded| Date | Source | Event Kind | Description |
|---|---|---|---|
| 2026-09-20 | nasdaqtraded.txt | FIRST_SEEN | Initial listing on NYSE |
Nasdaq Trader daily captures since 2026-09-20