SEC Central Index Key: 0001414040 • FIGI: BBG000N8Y785
SEC Entity Profile
SIC Industry—
Entity TypeOperating
State of Incorporation—
Fiscal Year End—
Listing (Nasdaq Trader)
Symbol Directory: EQL →Listing ExchangeNYSE Arca (P)
Market Category—
ETFYes
Round Lot Size100 shares
Financial StatusNormal (N)
Test IssueNo
Listing Since2026-09-20 05:30:00 UTC
SEC Ticker EquivalentEQL
Query Point-in-Time Interval
Enter any past date to resolve the active security mapping without lookahead bias.
Point-in-Time Ticker Interval Timeline
1 total historical interval| Status | Ticker | Company Name | Exchange | Valid From (UTC) | Valid To (UTC) |
|---|---|---|---|---|---|
| CURRENT | EQL | ALPS ETF Trust | — | 2020-08-13 00:00:00 UTC | Current |
Nasdaq Trader Listing Event History
6 events recorded| Date | Source | Event Kind | Description |
|---|---|---|---|
| 2014-04-24 | https://web.archive.org/web/20140424061756/http://www.nasdaqtrader.com:80/dynamic/SymDir/nasdaqtraded.txt | ARCHIVED | Listed in archived Nasdaq Trader symbol directory (Wayback Machine snapshot; listing date on or before) |
| 2025-05-05 | CTA.Symbol.File | CTA_FIRST_CAPTURE | Already listed on NYSE Arca at first CTA symbol file |
| 2025-06-30 | CTA.Symbol.File | CTA_CHANGE | LULD tier 2 → 1 |
| 2025-12-31 | CTA.Symbol.File | CTA_CHANGE | LULD tier 1 → 2 |
| 2026-06-30 | CTA.Symbol.File | CTA_CHANGE | LULD tier 2 → 1 |
| 2026-09-20 | nasdaqtraded.txt | FIRST_CAPTURE | Already listed on NYSE Arca at first daily capture |
Nasdaq Trader daily captures since 2026-09-20