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CG

Nasdaq
The Carlyle Group Inc. - Common Stock
SEC Ticker Form: CG

Listing (Nasdaq Trader)

Symbol Directory: CG →
Listing ExchangeNasdaq (Q)
Market CategoryGlobal Select (Q)
ETFNo
Round Lot Size100 shares
Financial StatusNormal (N)
Test IssueNo
Listing Since2026-09-20 05:30:00 UTC
SEC Ticker EquivalentCG

Regulatory Flags (Nasdaq Trader)

Symbol: CG

SEC Regulation SHO Threshold Security Days

Securities with persistent aggregate fail-to-deliver positions exceeding SEC Rule 203(c)(6) thresholds.

Days on List (Last 90 Trading Days)0 days
Total Historical Threshold Days5 days
First Seen on Threshold List2012-05-15
Most Recent Threshold Date2012-05-21

Rule 201 Short Sale Circuit Breakers Triggered

Alternative uptick rule (Rule 201) triggered by a ≥10% price decline from previous day's close (most recent first, up to 50 triggers).

Trade DateTrigger Time (ET)
2025-04-072025-04-04T10:07:29
2025-04-042025-04-03T09:36:25
2025-04-032025-04-03T09:36:25
2024-08-062024-08-05T09:30:00
2024-08-052024-08-05T09:30:00
2023-08-032023-08-02T09:30:14
2023-08-022023-08-02T09:30:14
2023-05-052023-05-04T09:31:06
2023-05-042023-05-04T09:31:06
2020-05-012020-04-30T09:30:01
2020-04-302020-04-30T09:30:01
2020-04-142020-04-13T11:04:03
2020-04-132020-04-13T11:04:03
2020-03-242020-03-23T11:08:52
2020-03-232020-03-23T11:08:52
2020-03-192020-03-18T10:31:36
2020-03-182020-03-18T10:31:36
2020-03-172020-03-16T09:45:01
2020-03-162020-03-16T09:45:01
2020-03-132020-03-12T09:31:46
2020-03-122020-03-12T09:31:46
2020-03-102020-03-09T09:30:33
2020-03-092020-03-06T15:08:51
2020-03-062020-03-06T15:08:51
2018-02-072018-02-06T09:33:36
2018-02-062018-02-06T09:33:36
2013-02-222013-02-21T09:31:02
2013-02-212013-02-21T09:31:02

Nasdaq Trader Listing Event History

2 events recorded
DateSourceEvent KindDescription
2012-06-23https://web.archive.org/web/20120623141057/http://www.nasdaqtrader.com:80/dynamic/SymDir/nasdaqlisted.txtARCHIVEDListed in archived Nasdaq Trader symbol directory (Wayback Machine snapshot; listing date on or before)
2026-09-20nasdaqtraded.txtFIRST_CAPTUREAlready listed on Nasdaq (Global Select) at first daily capture

Nasdaq Trader daily captures since 2026-09-20