Listing (Nasdaq Trader)
Symbol Directory: HUMA →Non-Normal Financial Status: Deficient (D)
This issue is subject to Nasdaq/exchange regulatory deficiency or delinquency proceedings.
Listing ExchangeNasdaq (Q)
Market CategoryGlobal Select (Q)
ETFNo
Round Lot Size100 shares
Financial StatusDeficient (D)
Test IssueNo
Listing Since2026-09-20 05:30:00 UTC
SEC Ticker EquivalentHUMA
SEC Entity:
View SEC Company Profile (CIK 0001818382) →
Regulatory Flags (Nasdaq Trader)
Symbol: HUMASEC Regulation SHO Threshold Security Days
Securities with persistent aggregate fail-to-deliver positions exceeding SEC Rule 203(c)(6) thresholds.
Days on List (Last 90 Trading Days)0 days
Total Historical Threshold Days7 days
First Seen on Threshold List2021-11-04
Most Recent Threshold Date2021-11-12
Rule 201 Short Sale Circuit Breakers Triggered
Alternative uptick rule (Rule 201) triggered by a ≥10% price decline from previous day's close (most recent first, up to 50 triggers).
| Trade Date | Trigger Time (ET) |
|---|---|
| 2026-09-01 | 2026-08-31T12:21:02 |
| 2026-08-31 | 2026-08-31T12:21:02 |
| 2026-08-18 | 2026-08-17T14:37:21 |
| 2026-08-17 | 2026-08-17T14:37:21 |
| 2026-08-14 | 2026-08-13T12:23:06 |
| 2026-08-13 | 2026-08-12T09:30:01 |
| 2026-08-12 | 2026-08-12T09:30:01 |
| 2026-07-02 | 2026-07-01T15:02:44 |
| 2026-07-01 | 2026-07-01T15:02:44 |
| 2026-06-26 | 2026-06-25T15:50:58 |
| 2026-06-24 | 2026-06-23T09:55:28 |
| 2026-06-23 | 2026-06-22T15:25:37 |
| 2026-06-22 | 2026-06-22T15:25:37 |
| 2026-06-12 | 2026-06-11T09:30:00 |
| 2026-06-11 | 2026-06-11T09:30:00 |
| 2026-06-08 | 2026-06-05T13:45:22 |
| 2026-06-05 | 2026-06-05T13:45:22 |
| 2026-05-18 | 2026-05-15T12:33:47 |
| 2026-05-15 | 2026-05-14T13:18:44 |
| 2026-05-14 | 2026-05-14T13:18:44 |
| 2026-03-31 | 2026-03-30T09:54:45 |
| 2026-03-30 | 2026-03-27T11:36:57 |
| 2026-03-27 | 2026-03-27T11:36:57 |
| 2026-03-23 | 2026-03-20T09:48:38 |
| 2026-03-20 | 2026-03-19T09:31:06 |
| 2026-03-19 | 2026-03-19T09:31:06 |
| 2026-03-02 | 2026-02-27T15:54:55 |
| 2026-02-27 | 2026-02-27T15:54:55 |
| 2026-02-11 | 2026-02-10T11:37:46 |
| 2026-02-10 | 2026-02-10T11:37:46 |
| 2025-12-16 | 2025-12-15T15:36:45 |
| 2025-12-15 | 2025-12-15T15:36:45 |
| 2025-11-07 | 2025-11-06T10:47:33 |
| 2025-11-06 | 2025-11-06T10:47:33 |
| 2025-10-08 | 2025-10-07T09:30:01 |
| 2025-10-07 | 2025-10-07T09:30:01 |
| 2025-08-20 | 2025-08-19T10:28:33 |
| 2025-08-19 | 2025-08-19T10:28:33 |
| 2025-08-12 | 2025-08-11T09:30:00 |
| 2025-08-11 | 2025-08-11T09:30:00 |
| 2025-07-14 | 2025-07-11T10:04:09 |
| 2025-07-11 | 2025-07-11T10:04:09 |
| 2025-05-21 | 2025-05-20T09:44:58 |
| 2025-05-20 | 2025-05-20T09:44:58 |
| 2025-05-16 | 2025-05-15T09:49:14 |
| 2025-05-15 | 2025-05-15T09:49:14 |
| 2025-04-22 | 2025-04-21T09:48:29 |
| 2025-04-21 | 2025-04-21T09:48:29 |
| 2025-04-11 | 2025-04-10T09:42:52 |
| 2025-04-10 | 2025-04-10T09:42:52 |
Nasdaq Trader Listing Event History
2 events recorded| Date | Source | Event Kind | Description |
|---|---|---|---|
| 2021-09-03 | security_master_intervals | SEC_TICKER | Ticker HUMA recorded for this issuer in SEC company tickers (listing date on or before) |
| 2026-09-20 | nasdaqtraded.txt | FIRST_CAPTURE | Already listed on Nasdaq (Global Select) at first daily capture |
Nasdaq Trader daily captures since 2026-09-20