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OTLK

Nasdaq
Outlook Therapeutics, Inc. - Common Stock
SEC Company: CIK 0001649989 →
SEC Ticker Form: OTLK

Listing (Nasdaq Trader)

Symbol Directory: OTLK →
Non-Normal Financial Status: Deficient (D) This issue is subject to Nasdaq/exchange regulatory deficiency or delinquency proceedings.
Listing ExchangeNasdaq (Q)
Market CategoryCapital Market (S)
ETFNo
Round Lot Size100 shares
Financial StatusDeficient (D)
Test IssueNo
Listing Since2026-10-03 05:30:37 UTC
SEC Ticker EquivalentOTLK
SEC Entity: View SEC Company Profile (CIK 0001649989) →

Regulatory Flags (Nasdaq Trader)

Symbol: OTLK

SEC Regulation SHO Threshold Security Days

Securities with persistent aggregate fail-to-deliver positions exceeding SEC Rule 203(c)(6) thresholds.

Days on List (Last 90 Trading Days)0 days
Total Historical Threshold Days30 days
First Seen on Threshold List2007-01-17
Most Recent Threshold Date2025-09-18

Rule 201 Short Sale Circuit Breakers Triggered

Alternative uptick rule (Rule 201) triggered by a ≥10% price decline from previous day's close (most recent first, up to 50 triggers).

Trade DateTrigger Time (ET)
2026-08-192026-08-18T10:09:48
2026-08-182026-08-17T15:34:29
2026-08-172026-08-14T10:03:14
2026-08-142026-08-13T09:30:00
2026-08-132026-08-13T09:30:00
2026-08-032026-07-31T11:17:45
2026-07-312026-07-31T11:17:45
2026-07-292026-07-28T09:30:30
2026-07-282026-07-27T09:46:07
2026-07-272026-07-24T15:05:27
2026-07-242026-07-24T15:05:27
2026-07-162026-07-15T15:54:40
2026-07-152026-07-15T15:54:40
2026-07-072026-07-06T09:54:26
2026-07-062026-07-06T09:54:26
2026-07-022026-07-01T10:45:33
2026-07-012026-07-01T10:45:33
2026-06-222026-06-18T10:12:18
2026-06-182026-06-18T10:12:18
2026-05-082026-05-07T09:46:06
2026-05-072026-05-07T09:46:06
2026-04-292026-04-28T15:23:36
2026-04-282026-04-28T15:23:36
2026-04-232026-04-22T09:30:20
2026-04-222026-04-21T09:33:04
2026-04-212026-04-21T09:33:04
2026-04-102026-04-09T10:51:25
2026-04-092026-04-09T10:51:25
2026-04-082026-04-07T10:05:48
2026-04-072026-04-07T10:05:48
2026-03-252026-03-24T09:30:00
2026-03-242026-03-24T09:30:00
2026-03-202026-03-19T09:38:43
2026-03-192026-03-18T14:16:02
2026-03-182026-03-18T14:16:02
2026-03-172026-03-16T12:14:05
2026-03-162026-03-16T12:14:05
2026-02-182026-02-17T10:06:23
2026-02-172026-02-17T10:06:23
2026-01-292026-01-28T12:04:07
2026-01-282026-01-28T12:04:07
2026-01-062026-01-05T09:51:27
2026-01-052026-01-02T09:30:00
2026-01-022026-01-02T03:58:00
2025-12-312025-12-31T09:30:00
2025-12-232025-12-22T10:09:40
2025-12-222025-12-19T10:00:43
2025-12-192025-12-18T10:17:44
2025-12-182025-12-18T10:17:44
2025-11-262025-11-25T14:45:35

Nasdaq Trader Listing Event History

3 events recorded
DateSourceEvent KindDescription
2019-01-07https://web.archive.org/web/20190107085852/http://www.nasdaqtrader.com:80/dynamic/SymDir/nasdaqtraded.txtARCHIVEDListed in archived Nasdaq Trader symbol directory (Wayback Machine snapshot; listing date on or before)
2026-09-20nasdaqtraded.txtFIRST_CAPTUREAlready listed on Nasdaq (Capital Market) at first daily capture
2026-10-03nasdaqtraded.txtCHANGEFinancial status Normal → Deficient

Nasdaq Trader daily captures since 2026-09-20