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OXLCM

Nasdaq
Oxford Lane Capital Corp. - Preferred Stock Shares, 8.25% Series 2031
SEC Company: CIK 0001495222 →
SEC Ticker Form: OXLCM

Listing (Nasdaq Trader)

Symbol Directory: OXLCM →
Listing ExchangeNasdaq (Q)
Market CategoryGlobal Select (Q)
ETFNo
Round Lot Size100 shares
Financial StatusNormal (N)
Test IssueNo
Listing Since2026-09-20 05:30:00 UTC
SEC Ticker EquivalentOXLCM
SEC Entity: View SEC Company Profile (CIK 0001495222) →

Regulatory Flags (Nasdaq Trader)

Symbol: OXLCM

Rule 201 Short Sale Circuit Breakers Triggered

Alternative uptick rule (Rule 201) triggered by a ≥10% price decline from previous day's close (most recent first, up to 50 triggers).

Trade DateTrigger Time (ET)
2020-03-302020-03-27T10:25:13
2020-03-272020-03-27T10:25:13
2020-03-192020-03-18T11:04:44
2020-03-182020-03-18T11:04:44
2020-03-132020-03-12T12:57:59
2020-03-122020-03-12T12:57:59

Nasdaq Trader Listing Event History

2 events recorded
DateSourceEvent KindDescription
2020-12-23security_master_intervalsSEC_TICKERTicker OXLCM recorded for this issuer in SEC company tickers (listing date on or before)
2026-09-20nasdaqtraded.txtFIRST_CAPTUREAlready listed on Nasdaq (Global Select) at first daily capture

Nasdaq Trader daily captures since 2026-09-20