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OXLCO

Nasdaq
Oxford Lane Capital Corp. - Preferred Stock Shares, 6.00% Series 2029
SEC Company: CIK 0001495222 →
SEC Ticker Form: OXLCO

Listing (Nasdaq Trader)

Symbol Directory: OXLCO →
Listing ExchangeNasdaq (Q)
Market CategoryGlobal Select (Q)
ETFNo
Round Lot Size100 shares
Financial StatusNormal (N)
Test IssueNo
Listing Since2026-09-20 05:30:00 UTC
SEC Ticker EquivalentOXLCO
SEC Entity: View SEC Company Profile (CIK 0001495222) →

Regulatory Flags (Nasdaq Trader)

Symbol: OXLCO

SEC Regulation SHO Threshold Security Days

Securities with persistent aggregate fail-to-deliver positions exceeding SEC Rule 203(c)(6) thresholds.

Days on List (Last 90 Trading Days)0 days
Total Historical Threshold Days7 days
First Seen on Threshold List2013-07-05
Most Recent Threshold Date2013-07-15

Rule 201 Short Sale Circuit Breakers Triggered

Alternative uptick rule (Rule 201) triggered by a ≥10% price decline from previous day's close (most recent first, up to 50 triggers).

Trade DateTrigger Time (ET)
2020-03-242020-03-23T09:53:03
2020-03-232020-03-23T09:53:03
2020-03-202020-03-19T09:56:26
2020-03-192020-03-18T11:02:09
2020-03-182020-03-18T11:02:09
2020-03-172020-03-16T10:31:11
2020-03-162020-03-16T10:31:11

Nasdaq Trader Listing Event History

2 events recorded
DateSourceEvent KindDescription
2014-04-24https://web.archive.org/web/20140424061756/http://www.nasdaqtrader.com:80/dynamic/SymDir/nasdaqtraded.txtARCHIVEDListed in archived Nasdaq Trader symbol directory (Wayback Machine snapshot; listing date on or before)
2026-09-20nasdaqtraded.txtFIRST_CAPTUREAlready listed on Nasdaq (Global Select) at first daily capture

Nasdaq Trader daily captures since 2026-09-20