Listing (Nasdaq Trader)
Symbol Directory: SURG →Non-Normal Financial Status: Deficient (D)
This issue is subject to Nasdaq/exchange regulatory deficiency or delinquency proceedings.
Listing ExchangeNasdaq (Q)
Market CategoryCapital Market (S)
ETFNo
Round Lot Size100 shares
Financial StatusDeficient (D)
Test IssueNo
Listing Since2026-09-20 05:30:00 UTC
SEC Ticker EquivalentSURG
SEC Entity:
View SEC Company Profile (CIK 0001392694) →
Regulatory Flags (Nasdaq Trader)
Symbol: SURGSEC Regulation SHO Threshold Security Days
Securities with persistent aggregate fail-to-deliver positions exceeding SEC Rule 203(c)(6) thresholds.
Days on List (Last 90 Trading Days)11 days
Total Historical Threshold Days28 days
First Seen on Threshold List2024-01-24
Most Recent Threshold Date2026-08-26
Rule 201 Short Sale Circuit Breakers Triggered
Alternative uptick rule (Rule 201) triggered by a ≥10% price decline from previous day's close (most recent first, up to 50 triggers).
| Trade Date | Trigger Time (ET) |
|---|---|
| 2026-09-16 | 2026-09-15T13:29:39 |
| 2026-09-15 | 2026-09-15T13:29:39 |
| 2026-08-24 | 2026-08-21T09:46:11 |
| 2026-08-21 | 2026-08-20T09:30:01 |
| 2026-08-20 | 2026-08-19T10:12:18 |
| 2026-08-19 | 2026-08-19T10:12:18 |
| 2026-08-18 | 2026-08-17T09:30:00 |
| 2026-08-17 | 2026-08-17T09:30:00 |
| 2026-08-14 | 2026-08-13T13:52:12 |
| 2026-08-13 | 2026-08-12T15:02:43 |
| 2026-08-12 | 2026-08-12T15:02:43 |
| 2026-08-10 | 2026-08-07T09:30:01 |
| 2026-08-07 | 2026-08-07T09:30:01 |
| 2026-07-23 | 2026-07-22T11:40:29 |
| 2026-07-22 | 2026-07-22T11:40:29 |
| 2026-07-20 | 2026-07-17T12:56:26 |
| 2026-07-17 | 2026-07-17T12:56:26 |
| 2026-07-15 | 2026-07-14T09:49:56 |
| 2026-07-14 | 2026-07-14T09:49:56 |
| 2026-07-13 | 2026-07-10T11:22:10 |
| 2026-07-10 | 2026-07-10T11:22:10 |
| 2026-07-08 | 2026-07-07T14:37:42 |
| 2026-07-07 | 2026-07-06T09:30:01 |
| 2026-07-06 | 2026-07-06T09:30:01 |
| 2026-06-15 | 2026-06-12T14:19:08 |
| 2026-06-12 | 2026-06-12T14:19:08 |
| 2026-06-11 | 2026-06-10T13:07:53 |
| 2026-06-10 | 2026-06-10T13:07:53 |
| 2026-06-08 | 2026-06-05T11:19:57 |
| 2026-06-05 | 2026-06-05T11:19:57 |
| 2026-05-21 | 2026-05-20T12:38:37 |
| 2026-05-20 | 2026-05-20T12:38:37 |
| 2026-05-18 | 2026-05-15T10:00:18 |
| 2026-05-15 | 2026-05-15T10:00:18 |
| 2026-05-04 | 2026-05-01T11:49:58 |
| 2026-05-01 | 2026-04-30T15:59:53 |
| 2026-04-30 | 2026-04-30T15:59:53 |
| 2026-04-29 | 2026-04-28T10:29:50 |
| 2026-04-28 | 2026-04-28T10:29:50 |
| 2026-04-27 | 2026-04-24T13:29:58 |
| 2026-04-24 | 2026-04-23T12:35:52 |
| 2026-04-23 | 2026-04-23T12:35:52 |
| 2026-04-16 | 2026-04-15T09:30:00 |
| 2026-04-15 | 2026-04-15T09:30:00 |
| 2026-03-26 | 2026-03-25T11:12:01 |
| 2026-03-25 | 2026-03-25T11:12:01 |
| 2026-03-02 | 2026-02-27T15:48:38 |
| 2026-02-27 | 2026-02-27T15:48:38 |
| 2026-02-13 | 2026-02-12T12:05:26 |
| 2026-02-12 | 2026-02-12T12:05:26 |
Nasdaq Trader Listing Event History
2 events recorded| Date | Source | Event Kind | Description |
|---|---|---|---|
| 2019-09-14 | security_master_intervals | SEC_TICKER | Ticker SURG recorded for this issuer in SEC company tickers (listing date on or before) |
| 2026-09-20 | nasdaqtraded.txt | FIRST_CAPTURE | Already listed on Nasdaq (Capital Market) at first daily capture |
Nasdaq Trader daily captures since 2026-09-20