SWKHL
NasdaqSWK Holdings Corporation - 9.00% Senior Notes due 2027
SEC Ticker Form: SWKHL
Listing (Nasdaq Trader)
Symbol Directory: SWKHL →Listing ExchangeNasdaq (Q)
Market CategoryGlobal Market (G)
ETFNo
Round Lot Size100 shares
Financial StatusNormal (N)
Test IssueNo
Listing Since2026-09-20 05:30:00 UTC
SEC Ticker EquivalentSWKHL
Regulatory Flags (Nasdaq Trader)
Symbol: SWKHLSEC Regulation SHO Threshold Security Days
Securities with persistent aggregate fail-to-deliver positions exceeding SEC Rule 203(c)(6) thresholds.
Days on List (Last 90 Trading Days)0 days
Total Historical Threshold Days9 days
First Seen on Threshold List2023-10-20
Most Recent Threshold Date2023-11-01
Nasdaq Trader Listing Event History
2 events recorded| Date | Source | Event Kind | Description |
|---|---|---|---|
| 2024-04-27 | https://web.archive.org/web/20240427080155/http://www.nasdaqtrader.com/dynamic/symdir/nasdaqlisted.txt | ARCHIVED | Listed in archived Nasdaq Trader symbol directory (Wayback Machine snapshot; listing date on or before) |
| 2026-09-20 | nasdaqtraded.txt | FIRST_CAPTURE | Already listed on Nasdaq (Global Market) at first daily capture |
Nasdaq Trader daily captures since 2026-09-20