WHF
NasdaqWhiteHorse Finance, Inc. - Closed End Fund
SEC Company:
CIK 0001552198 →
SEC Ticker Form: WHF
Listing (Nasdaq Trader)
Symbol Directory: WHF →Listing ExchangeNasdaq (Q)
Market CategoryGlobal Select (Q)
ETFNo
Round Lot Size100 shares
Financial StatusNormal (N)
Test IssueNo
Listing Since2026-09-20 05:30:00 UTC
SEC Ticker EquivalentWHF
SEC Entity:
View SEC Company Profile (CIK 0001552198) →
Regulatory Flags (Nasdaq Trader)
Symbol: WHFSEC Regulation SHO Threshold Security Days
Securities with persistent aggregate fail-to-deliver positions exceeding SEC Rule 203(c)(6) thresholds.
Days on List (Last 90 Trading Days)0 days
Total Historical Threshold Days19 days
First Seen on Threshold List2012-12-14
Most Recent Threshold Date2013-01-11
Rule 201 Short Sale Circuit Breakers Triggered
Alternative uptick rule (Rule 201) triggered by a ≥10% price decline from previous day's close (most recent first, up to 50 triggers).
| Trade Date | Trigger Time (ET) |
|---|---|
| 2025-11-11 | 2025-11-10T11:27:34 |
| 2025-11-10 | 2025-11-10T11:27:34 |
| 2020-05-12 | 2020-05-11T14:38:38 |
| 2020-05-11 | 2020-05-11T14:38:38 |
| 2020-04-06 | 2020-04-03T12:29:44 |
| 2020-04-03 | 2020-04-03T12:29:44 |
| 2020-03-31 | 2020-03-30T14:07:50 |
| 2020-03-30 | 2020-03-27T09:45:09 |
| 2020-03-27 | 2020-03-27T09:45:09 |
| 2020-03-24 | 2020-03-23T09:32:49 |
| 2020-03-23 | 2020-03-23T09:32:49 |
| 2020-03-19 | 2020-03-18T10:42:55 |
| 2020-03-18 | 2020-03-18T10:42:55 |
| 2020-03-17 | 2020-03-16T09:50:13 |
| 2020-03-16 | 2020-03-16T09:50:13 |
| 2020-03-13 | 2020-03-12T09:32:40 |
| 2020-03-12 | 2020-03-12T09:32:40 |
| 2020-03-02 | 2020-02-28T11:01:26 |
| 2020-02-28 | 2020-02-28T11:01:26 |
| 2016-01-21 | 2016-01-20T11:03:12 |
| 2016-01-20 | 2016-01-20T11:03:12 |
| 2014-04-16 | 2014-04-15T09:30:23 |
| 2014-04-15 | 2014-04-15T09:30:23 |
Nasdaq Trader Listing Event History
2 events recorded| Date | Source | Event Kind | Description |
|---|---|---|---|
| 2013-02-20 | https://web.archive.org/web/20130220103818/http://www.nasdaqtrader.com/dynamic/SymDir/nasdaqlisted.txt | ARCHIVED | Listed in archived Nasdaq Trader symbol directory (Wayback Machine snapshot; listing date on or before) |
| 2026-09-20 | nasdaqtraded.txt | FIRST_CAPTURE | Already listed on Nasdaq (Global Select) at first daily capture |
Nasdaq Trader daily captures since 2026-09-20